Full-time
Responsible Officer (Type 1 & 4)
Posted by OurCrowd • Hong Kong, Hong Kong Island, Hong Kong
About the Role
OurCrowd is seeking a full-time Responsible Officer (RO) licensed under the Hong Kong SFC (Types 1 & 4) for our Hong Kong office. This individual will play a key role in supporting investor relations and fulfilling regulatory obligations. The candidate will report to the Managing Director, Hong Kong, and serve as the firm’s licensed RO to oversee regulated activities.
Responsibilities:
- Act as a Responsible Officer (Types 1 & 4) under the Securities and Futures Ordinance (Cap. 571), ensuring full regulatory compliance
- Supervise the company’s regulated business activities in Hong Kong and maintain robust governance standards
- Serve as the key contact with the SFC and coordinate on licensing, audits, and inquiries
- Oversee and ensure compliance of all promotional and investor materials with local regulations
- Guide and support the Managing Director HK in serving high-net-worth individuals, ...
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