Intern in Sales and Suitability Compliance – BSISA (Geneva, Switzerland)
Posted by Santander • Geneva, Geneva, Switzerland
About the Role
As a second line of defense, the Sales and Suitability (SSU) Compliance Officer is responsible for the adherence to local and international regulations and standards related to conduct, as well as supervisory requirements and group expectations. The candidate shall manage the Bank’s relevant conduct related risks through the appropriate control and oversight activities. The Role will have a reporting to SSU Compliance Head.
Responsibilities
SSU BAU Activities:
Perform SSU controls and address related Front Office queries
Prepare SSU reporting (Compliance Committee, Group reporting)
Conduct Special Product Monitoring (crypto assets, unit link, structured products)
Review marketing material/disclaimer
Support to Product Approval and Governance Process:
Draft minutes for the Local Commerci...
Ready to Apply?
Submit your application today and take the next step in your career journey with Santander.
Apply Now