Full-time

Head of Legal & Compliance

Posted by Mandurah Consultancy • Hong Kong, Hong Kong Island, Hong Kong

📍 Hong Kong, Hong Kong Island 🕒 February 23, 2026

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About the Role

Description:
 : Our client is a multi-cultural investment bank with branches and businesses stretching around the globe. Their major activities in Hong Kong involving SFC RA 1, 2, 4 & 6.
The role:
Report to CEO and supervise a team to effective the daily operation
Oversee all legal and compliance related matters as well as provide professional regulatory advice to all BUs and departments to ensure the regulatory compliance with SFO and other relevant regulations
Liaise with HKEX, SFC and relevant regulatory bodies for all compliance and licensing matters as well as identify and evaluate compliance risks of the operations and business activities
Act as in-house counsel to provide general legal advice and support, with principal focus on service agreements, commercial contracts and banking facilities
Conduct legal research for case verification, due diligence, contractual and other corporate documents as well as dr...
                

Job Details

Location Hong Kong, Hong Kong Island
Job Type Full-time
Category Other Management Occupations
Posted February 23, 2026
Deadline April 04, 2026

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