Full-time

Head of Compliance

Posted by Mandurah Consultancy • Hong Kong, Hong Kong Island, Hong Kong

📍 Hong Kong, Hong Kong Island 🕒 February 22, 2026

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About the Role

Description:
 : Our client is a multi-cultural investment bank based in Southeast Asia with major activities of SFC RA 1, 4 & 6 in Hong Kong. The group's business activities are primarily in the areas of Consumer Banking, Wholesale Banking, comprising Investment Banking and Corporate Banking, Treasury & Markets, and Group Strategy & Strategic Investments.
Report to Regional Head of Compliance located in Singapore and supervise one direct report subordinate to effective the daily operation
Oversee all compliance related matters as well as provide professional regulatory advice to all BUs and departments to ensure the regulatory compliance with SFO/HKMA and other relevant regulations
Liaise with HKEX, SFC and relevant regulatory bodies for all compliance and licensing matters as well as identify and evaluate compliance risks of the operations and business activities
Establish and maintain compliance policies, procedures and manual...
                

Job Details

Location Hong Kong, Hong Kong Island
Job Type Full-time
Category Other Management Occupations
Posted February 22, 2026
Deadline April 03, 2026

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