About the Role
We are looking for an experienced and solutions- oriented compliance professional to lead our Hong Kong based Compliance team. You will report to the Chief Compliance Officer, International, and will work closely with your fellow compliance professionals, investment professionals, and others across the firm.
Specifically, you will:
• Design, implement, and maintain the firm’s overall compliance framework for Hong Kong
• Identify, assess and advise on regulatory and compliance risks and provide thought leadership on regulatory change and implementation
• Partner with senior management on business initiatives and provide management reporting
• Manage the local Compliance team as part of the broader compliance function in AsiaPacific, and partner closely with compliance teams across the globe
• Act as Manager in Charge for Compliance and AML, serve as the main point of contact for the Securities and Futures Commission (SFC) and mana...
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