Compliance Officer

We are seeking a highly motivated and detail-oriented Compliance Officer to join our team in the fund management industry. The successful candidate will be responsible for ensuring the company operates in full compliance with all applicable laws, guidelines, and regulatory requirements issued by the Securities Commission (SC) Malaysia and the Federation of Investment Managers Malaysia (FIMM).

• Ensure compliance with SC, and FIMM laws, regulations, and guidelines.
• Develop, update, and implement compliance policies, manuals, and procedures.
• Act as the company’s liaison with regulators and report any breaches or suspicious activities.
• Serve as the company’s registered Anti-Money Laundering Officer and Authorised Representative with FMOS.
• Oversee licensing and registration matters with regulators.
• Conduct compliance monitoring, risk assessments, and regular internal reviews.
• Prepare ...