Compliance auditor

Full-Time | Hybrid (2x/week Downtown Toronto)

general insurance brokerage ? Have you contributed to improving processes and ensuring compliance in a brokerage environment? If so, this opportunity may be of interest.

Compliance Auditor, Insurance Brokerage Operations to join their team. Reporting to the Manager, Compliance , this individual will assess the operational and financial practices of insurance brokerages, identify regulatory issues, and support risk-based compliance reviews. Key Responsibilities

risk-based assessments of insurance brokerages using established audit frameworks
• Review operational documents and financial records to assess compliance with industry regulations and standards
• Analyze documentation to identify issues such as:
o Equity shortfalls
o Trust account discrepancies
o Position reporting anomalies
o Continuing education requirements
• Interview brokers and ...