Full time

Compliance Associate, Hong Kong

Posted by Jefferies • Hong Kong, Hong Kong, Hong Kong

📍 Hong Kong, Hong Kong 🕒 February 27, 2026

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About the Role

Responsibilities:
Assist in regulatory reporting, coordinating and liaising with regulatory authorities for regulatory enquiries, reporting, inspection or investigation; assist in coordinating action items in relation to new regulatory initiatives and requirements
Assist in carrying out the monitoring and surveillance of the stock trading activities
Assist in managing HK regulatory licensing related matters  staff application and collection of supporting documents, form completion, processing annual return, requisite filings, notifications to staff and maintaining relevant licensing records
Assist in coordinating new hire and ongoing trainings and maintain employee Continuous professional training records
Assist in managing a number of core compliance functions including new staff dealing account approval; assigning trainings to employees; personal account trading review and etc.
Assist in conducting investigation into any ...
                

Job Details

Location Hong Kong, Hong Kong
Job Type Full time
Category Business Operations Specialists
Posted February 27, 2026
Deadline April 08, 2026

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