Compliance, Asset Management Compliance, Associate/Vice President, Tokyo

GLOBAL COMPLIANCE

Global Compliance is a critical independent control function, serving as the firm's second line of defense. It proactively prevents, detects, and mitigates compliance, regulatory, and reputational risks through a robust enterprise-wide risk management program. This involves assessing risks, monitoring regulatory changes, designing and implementing controls, policies, and training, conducting independent testing, and leading responses to regulatory inquiries and examinations. Our diverse team values sound judgment, intellectual curiosity, and adaptability to an evolving regulatory landscape.

Job Description:

This role is within the Asset Management Compliance team (AMC) in Tokyo, supporting the firm's global Asset Management business. Asset Management provides innovative investment solutions and dedicated client service to a diverse global client base, ranging from retail to financial institutions and intermediaries, helping them...