Central Compliance, Vice President

The Vice President of Central Compliance is responsible for regulatory reporting obligations for the firm’s Hong Kong entity, and primary role oversees Disclosure of Interests, Short Position Reporting, HKEX attestations, SFC Business Risk Management Questionnaire, and drives DOI automation and control‑enhancement projects. The VP will also support and oversee a broad range of central compliance activities, ensuring that the firm meets its regulatory obligations, licensing, CPT, PAD, outside business interest, etc.

It is important to promote strong compliance culture across Corporate Functions through clear communication and ongoing engagement. This high‑impact role requires strong technical understanding of Hong Kong regulatory requirements, excellent control discipline, and the ability to collaborate effectively with senior management, Corporate Functions, and global stakeholders. 

Key Responsibilities

. Disclosure of Interests (DOI) – Governance ...