Full time

Associate, Equites Operations (Settlement)

Posted by Jefferies • Hong Kong, Hong Kong, Hong Kong

📍 Hong Kong, Hong Kong 🕒 March 01, 2026

About the Role

SUMMARY DESCRIPTION

To maintain day-to-day service delivery including responsibility for BAU settlement and resolving issue for cash / stock break. 

ACCOUNTABILITIES


First point of contact for external client and Equity Desk for settlement advice, enquiries, resolving of discrepancies and transactional error during Asia time zone. 


Ensure operations internal controls and procedures are in place and followed. Adherence to policies including escalation and compliance requirements. 

ACTIVITIES

  • Ensure accurate and timely trade settlement in Asia Pacific equity markets (Total: markets excluding Japan and India). Follow up with clients, middle office and custodian to avoid any settlement delay and raise stock borrow to avoid buy-in on S.
  • Send unmatched email on S-, update narrative on any fails in Gloss.
  • Monitor the excess borrow for the principal desk in Asia. 
  • Handle SBL settlement, conve...
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