Associate, Control Room

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BMO Capital Markets Compliance is seeking a candidate for a Compliance Officer role in its Control Room. This vacancy represents an exciting opportunity for an industry participant wishing to enter the field of Compliance or for Control Room professionals wishing to expand the scope of their knowledge and experience in the North American securities regulatory environment.

The Compliance Officer, Control Room, is a fundamental contributor to the successful management of the Firm’s Insider and Proprietary information. This role is available in our Toronto office. The incumbent will become part of a global team responsible for supporting both Canadian and US Investment Banking and Research teams. The successful candidate will be responsible for monitoring and enforcing information barriers and will assist with development of policies, procedures, reporting, and...