Associate - Client Due Diligence

Reporting to the Associate Director, Client Due Diligence, you will ensure MUFG conducts business operations in full compliance with all relevant national and international laws and regulations as well as professional standards, accepted business practices, and internal standards.

You will ensure that we meet our new business take on and Ongoing Monitoring (OGM) regulatory obligations by reviewing client files, updating risk assessment forms and ensuring the information is up-to-date and accurate.

• Act as Maker/Checker for the review and sign-off Client Risk Assessment Forms, for new clients as part of the onboarding process
• Assess client documents and provide requirements list to the Client Integration (CI) project manager.
• Review new client's documentation promptly and present findings to CI
• Act as Maker/Checker for the review and sign off Client Verification Checklists
• Review CDD files on a periodic ...